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Reuters - BRIEF - Goldman Sachs Execution & Clearing LP: Consented without admitting, denying guilt to violations of SEC rule 204t of regulation SHO* NYSE Euronext - during September 24, 2008-January 22, 2009, GSEC failed to reasonably supervise and implement adequate controls* NYSE- imposed a penalty of a censure and a $450,000 fine* NYSE Euronext - GSEC failed to achieve compliance with SEC rule 204t of regulation SHO from September 24, 2008-January 22, 2009* NYSE Euronext - GSEC violated regulation by failing on about 68 occasions to timely close out fail-to-deliver positions
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